Obtain DTC Eligibility With Simplicity
A global leader in filing DTC eligibility applications directly with the Depository Trust Company for all securities, transactions and event types.
U.S. & Cross Border Listings
Senior level capital markets expertise guiding companies with implementation and execution on a timely, cost-effective and efficient listing process to simplify capital raising objectives.
SERVICES
A Trusted Partner Delivering Results With Accountability And Reliability Through High Touch Execution And Personalized Service
DTC Eligibility & Cusip Creation
Assisted over 750 issuers, making a complex process very simple, efficient and fast
DTC Advisory
No one understands DTC's electronic clearing and settlement requirements better than us
U.S. & Cross Border Listings
A one-stop advisory solution for pre and post listings on OTC Markets, Nasdaq, NYSE and CBOE
13
Years of Experience
750+
Clients
0
Missed DTC Deadlines
1,000+
Closings/Settlements
50+
Referral Partners
We’re Good with Numbers & Deadlines
ABOUT
Our Experts Are the Finest
There must be a better way to obtain DTC Eligibility.
We have assisted some of the largest global brands and most complex financial transactions in the world. DTC eligibility has proven to be an essential part of the electronic clearing and settlement process for over $2.50+ quadrillion in total securities processed in the global financial markets. For over 13 years, top global financial institutions, law firms and transfer agents have trusted us to assist their clients with obtaining DTC eligibility for a wide range of securities, transactions and events. This vantage point has enabled our clients to leverage our unique expertise, benefit from our simple process and feel confident since we have never missed a DTC closing or settlement deadline.
"Our goal is to make DTC eligibility more globally accessible to issuers and the entire financial industry. We created a simple and seamless process which saves time and eliminates guesswork for everyone."
Mark Mahaffie
Founder & President
AREAS OF EXPERTISE
We Created An Efficient, Fast Process To Maximize Impact
Rest Assured No Securities Transaction is Too Big or Too Complicated.
Equity, Corporate, Muni Debt & Certificates of Deposit
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Common & Preferred Stock
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Warrants & Rights
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Corporate Debt & Notes
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Muni Bonds & Govt. Securities
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Asset-Backed Securities
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Collateralized Mortgage Obligations
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Equity & Debt Derivatives
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Variable-Rate Demand Obligations
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American Depositary Receipts
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Certificates of Deposit
New Issue Eligibility
Newly issued equity and debt securities that are freely tradable and fungible can be traded, distributed, settled & serviced through DTC's automated processes.
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Issues Not Traded Outside of DTC
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IPO's, Direct Listings & PPM's
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144A & Reg S Securities
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Registered Securities
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Securities Exempt From Registration
Reorganizations & Distributions
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Chapter 11 Bankruptcies
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Mandatory & Voluntary Exchanges
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Conversions & Mergers
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Puts & Tender Offers
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Rights & Warrant Exercises
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Cash & Stock Dividends
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Stock Splits
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Spin-offs
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Capital Gain Distributions
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Principal & Interest
Secondary Market Eligibility
Already-issued and outstanding equity and debt securities can be distributed, settled and serviced through DTC's automated processes.
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Any Security Traded Outside DTC
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OTC Markets Traded Securities
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U.S. Exchange Traded Securities
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Foreign Exchange Traded Securities
THE GREATEST MEASURE OF SUCCESS IS OUR CLIENT SATISFACTION
